Equity Trading

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Dalton Lambert


Dalton joined Rice, Voelker in 2001 and has been in the financial services industry since 1995. Prior to Rice, Voelker, he worked with Johnson, Rice & Co. in New Orleans as a Research Analyst before moving to the trading desk in 1998. His duties include equity trading and network administration. Dalton attended Louisiana State University and Tulane Universities earning his Bachelor of Science degree in Computer Information Systems. He also received his Masters of Business Administration from Loyola University. Dalton holds FINRA Series 7, 55, 63, 79 and 99 licenses. He has been a partner with the firm since 2002.

800-240-0412 (main)
888-836-3348 (trading)
dalton@ricevoelker.com

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Anne Rooks


Anne has been with Rice, Voelker LLC since its inception in late 1995. She is also a partner with the firm. In her years with the firm, she has been responsible for NASD (now FINRA) reporting, equity trading with floor brokers on the NYSE and the former AMEX, and options trading with floor brokers on the CBOE. She is experienced in negotiating with market makers for best execution, is fluent in multiple order management systems and electronic trading platforms, and has been involved in general day to day operations of the firm. Anne received a Bachelor of Arts degree in Communication from Louisiana State University in 1991. Anne holds FINRA Series 7, 55 and 79 licenses.

800-240-0412 (main)
888-836-3348 (trading)
anne@ricevoelker.com

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Contact RiceVoelker.
327 North Columbia Street | Covington, LA 70433 | (985) 898-3477 (
Direct) | (800) 240-0412 (Toll Free) | (888) 836-3348 (Trading) | (985) 898-3498 (Fax)
400 Poydras Street | Suite 2140 | New Orleans, LA 70130 | (504) 207-5901 (
Direct) | (800) 731-8203 (Toll Free) | (504) 561-5110 (Fax)
Member FINRA/Member SIPC

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