Order Flow Disclosure


Securities & Exchange Commission rules require that we make public quarterly reports on our order routing practices. The report provides information on the routing of “non- directed orders” (any order that the customer has not specifically instructed us to be routed to a particular venue for execution).

Click below to access Public Rule 606 Report

Active report dates:
January 2010 – September 2016 (The Transaction Auditing Group)
October 2016 – Present (Best Execution and Surveillance Solutions)
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Contact RiceVoelker.
327 North Columbia Street | Covington, LA 70433 | (985) 898-3477 (
Direct) | (800) 240-0412 (Toll Free) | (888) 836-3348 (Trading) | (985) 898-3498 (Fax)
400 Poydras Street | Suite 2140 | New Orleans, LA 70130 | (504) 207-5901 (
Direct) | (800) 731-8203 (Toll Free) | (504) 561-5110 (Fax)
Member FINRA/Member SIPC

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