Compliance

Hubert Daigle
Hubert has been with Rice, Voelker, LLC since 1999 and is the firm’s Compliance Officer. He previously held the position of Assistant Vice President of Banc One Securities Corporation of New Orleans, Louisiana (now Chase) and as Assistant Director of Investment Compliance for the Southwest Region. Prior to Banc One’s acquisition of First Commerce Corporation, he served as Compliance Officer for First Commerce Corporation’s in house mutual funds (the Marquis Funds) and the discount brokerage division (Marquis Investments). He was registered representative with Legg Mason from 1989 until 1993 before joining First Commerce Corporation. He began his career as Operations Manager with Drexel Burnham Lambert in 1985 after earning a BS in management from Louisiana State University. Hubert is also a partner with Rice, Voelker.
(985) 898-3957
hubert@ricevoelker.com

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327 North Columbia Street | Covington, LA 70433 | (985) 898-3477 (Direct) | (800) 240-0412 (Toll Free) | (888) 836-3348 (Trading) | (985) 898-3498 (Fax)
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