Order Flow Disclosure
Securities & Exchange Commission rules require that we make public quarterly reports on our order routing practices. The report provides information on the routing of “non- directed orders” (any order that the customer has not specifically instructed us to be routed to a particular venue for execution).
Click below to access Public Rule 606 Report
Active report dates:
October 2016 – Present (Best Execution and Surveillance Solutions)
625 Girod St Suite B , Mandeville, LA 70448 | (985) 898-3477
327 North Columbia Street, Covington, LA 70433 | 112 Rosa Ave, Metairie, LA 70005
ORDER FLOW DISCLOSURE | PRIVACY STATEMENT | BUSINESS CONTINUITY PLAN